SIMONE RICHARDSON

Financial Adviser · Kew East, VIC

Registered

Registration Number

000443931

Registration Status

Registered

Location

Kew East, VIC 3102

Providing Advice Since

2004

Registration Date

01/02/2017

Financial Services Licensee

ALLIANCE WEALTH PTY LTD

Licence #000449221

📚 Qualifications & Training

2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - MLC ThreeSixty
2005 - Policy Statement 146 Knowledge Assessment - Other - Tribeca Learning
2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - MLC ThreeSixty
2013 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University of Technology
2017 - Accredited Listed Product Adviser Program - Other - Kaplan Professional
2017 - Self Managed Superannuation Fund Adviser (Personal Advice) Program - Other - Mentor Education
2020 - Ethics and Professionalism in Financial Advice Course (FPC002B) - Bridging Course - Ethics - Kaplan Higher Education

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.