SONAL GUPTA
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
2001 - Degree of Bachelor of Business Administration - Bachelor Degree (AQF 7) - Punjab Technical University
2003 - Degree of Master of Business Administration - Masters Degree (AQF 9) - Guru Nanak Dev University
2008 - Diploma of Financial Service (Financial Planning) - Diploma (AQF 5) - MLC
2011 - Advanced Diploma of Financial Service (Financial Planning) - Advanced Diploma (AQF 6) - MLC
2016 - Investment Strategies Results - Certificate (AQF 1-4) - CFP
2019 - Certificate IV in Financial Services - Certificate (AQF 1-4) - Swinburne University of Technology
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
2022 - Aged Care - Certificate (AQF 1-4) - Kaplan
2024 - SuperConcepts Specialist SMSF Online Course - Certificate (AQF 1-4) - The University of Adelaide
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.