SOTOS ZERVIDES
Financial Adviser · Caulfield North, VIC
📚 Qualifications & Training
1988 - Bachelor of Arts - Bachelor Degree (AQF 7) - Phillip Institute of Technology
2005 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute
2011 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.