STEPHANIE LIAH BROOM
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2013 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong
2013 - Bachelor of Laws - Bachelor Degree (AQF 7) - University of Wollongong
2014 - Graduate Diploma in Legal Practice - - College of Law
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.