STEPHEN DAVIES
Financial Adviser · Perth, WA
📚 Qualifications & Training
1997 - Diploma in Technical Analysis - - ATAA
1998 - Advanced Diploma of Financial Planning - - FPA
1998 - Diploma of Financial Planning - - Deakin University
2001 - Graduate Diploma of Applied Finance and Investment (SIA/FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd
2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd
🏢 Professional Memberships
Australian Technical Analysts Association
Financial Service Institute of Australasia
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.