STEPHEN EDWARD DUFFY
Financial Adviser · Campbelltown, NSW
📚 Qualifications & Training
1999 - 8 unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Advice Association Australia (FAAA)
2000 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA)
2009 - ALPA Accredited Listed Product Adviser - Other - Kaplan Professional
2015 - Self Managed Superannuation Funds - Other - Kaplan Professional
2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.