STEPHEN GLOSSOP
Financial Adviser · St Leonards, NSW
📚 Qualifications & Training
2002 - Diploma of Financial Markets - - Kaplan
2014 - Diploma in Financial Planning - Diploma (AQF 5) - Kaplan
2017 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan
2018 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan
2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
🏢 Professional Memberships
Stockbrokers and Investment Advisers Association (SIAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.