STEPHEN JAMES
Financial Adviser · North Strathfield, NSW
📚 Qualifications & Training
1995 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University
2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA
2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional
2014 - Margin Lending - Knowledge & Skills - Certificate (AQF 1-4) - Kaplan Professional
🏢 Professional Memberships
SPAA
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.