STEPHEN JAMES BROOKE
Financial Adviser · Brisbane City, QLD
📚 Qualifications & Training
2006 - Certificate IV Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Institute of Financial Services Inc
2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Pty Ltd
2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited
2013 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Intellitrain Pty Ltd
2013 - Self Managed Superannuation Funds - Other - University of Adelaide
2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.