STEPHEN JAMES GOODWIN

Financial Adviser · Sutherland, NSW

Registered

Registration Number

000333794

Registration Status

Registered

Location

Sutherland, NSW 2232

Providing Advice Since

2009

Registration Date

28/07/2015

Financial Services Licensee

ACN 128 650 037 PTY LIMITED

Licence #000323825

📚 Qualifications & Training

2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Intellitrain
2016 - DDFP5v1 Tax for Financial Advising - Other - Kaplan Higher Education Pty Limited
2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited
2018 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited
2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.