STEPHEN JOHN HARRIS

Financial Adviser · Warrnambool, VIC

Registered

Registration Number

000231053

Registration Status

Registered

Location

Warrnambool, VIC 3280

Providing Advice Since

2001

Registration Date

24/07/2019

Financial Services Licensee

CHARTER FINANCIAL PLANNING LIMITED

Licence #000234665

📚 Qualifications & Training

2004 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA)
2005 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA)
2007 - Self Managed Superannuation Funds - Other - Financial Services Institute of Australia (FINSIA)
2010 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited
2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.