STEPHEN JOHN JAMES
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1983 - Bachelor of Commerce - - University of Newcastle
1987 - Chartered Accountant - - Institute of Chartered Accountants of Australasia
2005 - Certified Financial Planner - - Financial Planning Association of Australia
2012 - Chartered Tax Adviser - - Taxation Institute of Australia
2014 - Certificate IV in Business - - Scouts Australia Institute of Training
🏢 Professional Memberships
Chartered Accountants Australia and New Zealand (CA ANZ)
Taxation Institute of Australia
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.