STEPHEN JOHN LAMBERT

Financial Adviser · Melbourne, VIC

Registered

Registration Number

000412493

Registration Status

Registered

Location

Melbourne, VIC 3004

Providing Advice Since

2002

Registration Date

10/10/2011

Financial Services Licensee

BW CAPITAL PTY LTD

Licence #000221409

📚 Qualifications & Training

1983 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Sydney
1995 - Masters of Applied Finance - Masters Degree (AQF 9) - Macquarie University Sydney
1999 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FAAA - (prev. FPA)
2002 - Derivatives Accreditation (Level 1 & 2) - - ASX
2007 - Certificate of Taxation - - ATO
2012 - Chartered Financial Analyst (Level 1) - - CFA Institute
2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.