STEPHEN PATRICK NICHOLAS
Financial Adviser · Brisbane, QLD
📚 Qualifications & Training
2000 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia
2003 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia
2008 - ASX Accredited Listed Product Adviser - Other - Kaplan
2011 - Self Managed Superannuation Funds - Other - Kaplan
2020 - FPC002B - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.