STEPHEN PHILIP HARLAND
Financial Adviser · Moorabbin, VIC
📚 Qualifications & Training
2013 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch
2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Integrity
2016 - Tier 1 Margin Lending - Diploma (AQF 5) - Kaplan
2017 - DFP 5 Tax for Financial Advising - Other - Kaplan
2017 - TASACL Commercial Law - Other - Kaplan
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
2020 - FPC003 Superannuaion and Retirement Advice - Other - Kaplan
2021 - FPC001B Economic and Legal Context For Financial Planning - Other - Kaplan
2025 - FPC004 Insurance Advice - Other - Kaplan
2025 - FPC008 Investment Advice - Other - Kaplan
2025 - FPC00B Client Engagement Skills - Other - Kaplan
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.