STEPHEN THAXTER
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1983 - Bachelor of Science in the Social Sciences with Economics and Business Economics - Bachelor Honours Degree (AQF 8) - University of Southampton (UK)
2005 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2020 - Financial Adviser Exam under S921B Corp Act 2001 - Other - FASEA / ASIC
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.