STEVEN HARRY PUGH
Financial Adviser Ā· Osborne Park, WA
š Qualifications & Training
1997 - Diploma of Financial Planning (8 units) - Advanced Diploma (AQF 6) - FPA Australia
2003 - Self Managed Superannuation Funds Course - Other - Integratec
2009 - ASX Accredited Listed Products Adviser Program - Other - Kaplan Professional
2010 - Margin Lending and Geared Investments Course - Other - Kaplan Professional
2025 - Ethics and Professionalism in Financial Advice Course (FPC002B) - Bridging Course - Ethics - Kaplan Higher Education
š¢ Professional Memberships
Certified Financial Planner (CFP) of FAAA
ā¹ļø What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.