STEVEN JAMES ELLIS
Financial Adviser · Palm Beach, QLD
📚 Qualifications & Training
2000 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University
2005 - Certified Practising Accountant (CPA) - Professional Designations - CPA Australia
2016 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute
2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2026 - Superannuation and Retirement Advice - Graduate Certificate (AQF 8) - Kaplan Professional
🏢 Professional Memberships
CPA Australia (CPA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.