STEVEN JOHN DUKE
Financial Adviser · Rockhampton, QLD
📚 Qualifications & Training
2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty
2009 - Certificate IV Financial Service (Finance/Mortgage Broking) FNS40804 - Certificate (AQF 1-4) - MFAA
2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.