STEVEN LY
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
2012 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University of Technology
2014 - Diploma of Financial Planning - Diploma (AQF 5) - Investment Banking Institute (IBI)
2015 - Advanced Diploma of Financial Services (SMSF) - Advanced Diploma (AQF 6) - Integrity Education Group
2022 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University
2025 - FPC006 Taxation for Financial Planning - Other - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.