STEVEN WONG
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2002 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - The University of Western Sydney
2007 - Diploma Of Financial Services (Financial Planning) - Diploma (AQF 5) - Finsia
2013 - Self Managed Super Funds - Certificate (AQF 1-4) - Kaplan
2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.