STUART MAXWELL WARREN
Financial Adviser · Brisbane, QLD
📚 Qualifications & Training
1992 - Bachelor of Commerce (Marketing and Human Resourse Management) - - Griffith University
2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia
2003 - Certified Financial Planner - Professional Designations - Deakin University
2010 - Margin Lending Accreditation Program - Other - Deakin Prime
2011 - Master of Business Administration (Financial Planning) - Masters Degree (AQF 9) - Griffith University
2016 - TASA and the TPB Code of Professional Conduct - Other - Kaplan
2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT
🏢 Professional Memberships
Australian Institute of Company Directors
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.