SUDARSHAN KUMAR GUPTA
Financial Adviser Ā· Mulgrave, VIC
š Qualifications & Training
1973 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Punjab University, India
2012 - Diploma Of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - Kaplan
2013 - Diploma in Financial Planning - Diploma (AQF 5) - Kaplan
š¢ Professional Memberships
Finance Brokers Association of Australia
Institute of Public Accountants (IPA)
ā¹ļø What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.