TANIA RACHEL SMYTH
Financial Adviser Ā· Adelaide, SA
š Qualifications & Training
1999 - Diploma in Financial Markets - Diploma (AQF 5) - Securities Institute
2015 - Professional Diploma in Stockbroking - - Stockbrokers and Financial Advisers Association
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
š¢ Professional Memberships
Stockbrokers and Investment Advisers Association (SIAA)
ā¹ļø What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.