TANYA CAROLINE SEALE
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1999 - Bachelor of Commerce (Information Systems and Human Resource Management) - Bachelor Degree (AQF 7) - University of New South Wales
2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - MLC ThreeSixty (RTO)
2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca Learning
2008 - Self Managed Superannuation Funds Course - Other - Kaplan Professional
2010 - Margin Lending and Geared Investments Course - Other - Kaplan Professional
2012 - Certificate IV in Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Kaplan Professional
2019 - Economic and Legel Context for Financial Planning Course (FPC001B) - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education
2020 - Client Egnagement Skills Course (FPC007B) - Bridging Course - Behavioural Finance - Kaplan Higher Education
2020 - Ethics and Professionalism in Financial Advice Course (FPC002B) - Bridging Course - Ethics - Kaplan Higher Education
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.