TAPAS BASU
Financial Adviser · Parramatta, NSW
📚 Qualifications & Training
1996 - Diploma in Law - Diploma (AQF 5) - Legal Profession Admission Board (LPAB)
2011 - FNS50804 Diploma of Financial Services (financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Ltd
2014 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Higher Education Pty Ltd
2015 - FNS60410 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Ltd
🏢 Professional Memberships
Financial Planner AFP (FPA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.