TAWERA MAITAI WARU
Financial Adviser Ā· Subiaco, WA
š Qualifications & Training
2013 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Edith Cowan University
2014 - Accredited Listed Product Adviser Program - Other - Kaplan Professional
2014 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional
2014 - Diploma of Financial Planning (DFP1-3) - Other - Kaplan Professional
2014 - Securities and Managed Investments Program (DFP4) - Other - Kaplan Professional
2014 - Self Managed Superannuation Funds Program - Other - Kaplan Professional
2014 - Tier 1 Margin Lending - Personal Advice Program - Other - Kaplan Professional
2017 - Commercial Law Course (TASACLv1) - Other - Kaplan Professional
2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education
2019 - Ethics and Professionalism in Financial Advice Course (FPC002B) - Bridging Course - Ethics - Kaplan Higher Education
š¢ Professional Memberships
Financial Advice Association of Australia (FAAA)
ā¹ļø What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.