THANH DIEM LY
Financial Adviser · Perth, WA
📚 Qualifications & Training
2002 - Diploma of Management - Diploma (AQF 5) - Central Metropolitan College of TAFE
2004 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Curtin University of Technology
2011 - Margin Lending & Geared Investments - Other - Kaplan Higher Education Pty Ltd
2020 - FPC002B - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd
2024 - Accredited Aged Care Professional Program - Other - Aged Care Steps Pty Ltd
2025 - Accredited Listed Product Adviser (ALPA) - Other - Kaplan Education Pty Ltd
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.