THI NGUYEN
Financial Adviser · Middleton Grange, NSW
📚 Qualifications & Training
2007 - Bachelor of Business (Financial Mathematics) - Bachelor Degree (AQF 7) - Western Sydeny University
2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education
2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Edcuation
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
🏢 Professional Memberships
Association of Independently Owned Financial Professionals (AIOFP)
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.