THOMAS COTTER
Financial Adviser · Fortitude Valley, QLD
📚 Qualifications & Training
2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education
2013 - Advanced Diploma of Financial Planning - - Kaplan Professional Education
2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
2013 - Bachelor of Business (Accounting/Economics and Regional Development) - - James Cook University
2013 - Bachelor of Business - Bachelor Degree (AQF 7) - James Cook University
2014 - Self Managed Superannuation Funds - - Kaplan Professional
2014 - Self Managed Superannuation Funds - - Kaplan Professional Education
2015 - Certified Financial Planner - Professional Designations - FPA
2016 - Tier 1 Margin Lending - - Kaplan
2025 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
Financial Advice Association of Australia (FAAA)
Investments & Wealth Institute
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.