THOMAS JAMES ADAMS
Financial Adviser · Brisbane, QLD
📚 Qualifications & Training
2003 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Queensland University of Technology
2003 - Bachelor of Health Science - Bachelor Degree (AQF 7) - Queensland University of Technology
2008 - Certificate IV in Financial Services - - AAMC
2013 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers Association of Australia
2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2025 - FPC001B Economic and Legal Context for Financial Planning - Other - Kaplan Professional
2025 - FPC007B Client Engagement Skills - Other - Kaplan
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.