THOMAS JAMES DARBY

Financial Adviser Β· Brighton, VIC

Registered

Registration Number

001252939

Registration Status

Registered

Location

Brighton, VIC 3186

Providing Advice Since

2017

Registration Date

03/02/2020

Financial Services Licensee

AXIES PTY. LTD.

Licence #000339384

πŸ“š Qualifications & Training

2014 - BACHELOR OF COMMERCE - - CURTAIN UNIVERSITY
2014 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Curtin University of Technology
2016 - GRAD CERT IN FP - - GRIFFITH UNIVERSITY
2016 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University
2020 - Self Managed Superannuation Fund Adviser (Personal Advice) Course - Other - Mentor Education
2023 - Commercial Law Course - Other - Kaplan Professional
2024 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.