THOMAS JOHN HENRY LEE
Financial Adviser · Brisbane, QLD
📚 Qualifications & Training
2015 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - QUT
2017 - Master of Business (Applied Finance) - Masters Degree (AQF 9) - QUT
2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT
2025 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional
2025 - Tax for Financial Advising - Other - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.