THOMAS JOHN SIMPSON

Financial Adviser · Sydney, NSW

Registered

Registration Number

001266924

Registration Status

Registered

Location

Sydney, NSW 2000

Providing Advice Since

2018

Registration Date

16/02/2018

Financial Services Licensee

NATIONAL AUSTRALIA BANK LIMITED

Licence #000230686

📚 Qualifications & Training

2004 - Bachelor of Commerce - - University of New England
2014 - Diploma of Financial Markets - - Australian Financial Markets Association
2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional

🏢 Professional Memberships

Australian Financial Markets Association

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.