THOMAS MONTGOMERY MOORE

Financial Adviser · Newcastle, NSW

Registered

Registration Number

001272534

Registration Status

Registered

Location

Newcastle, NSW 2300

Providing Advice Since

2012

Registration Date

30/03/2016

Financial Services Licensee

LEE CLARKE AND CO PTY LTD

Licence #000225486

📚 Qualifications & Training

2012 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Newcastle
2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle
2017 - Graduate Diploma of Finanical Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited
2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.