THOMAS NEVILLE SMITH
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
2018 - Bachelor of Business - Bachelor Degree (AQF 7) - Monash University
2020 - Ethics and Professionalism in Financial Advice - Other - Kaplan Professional
2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education
2024 - SuperConcepts & ICFS Specialist SMSF Course - Professional Designations - The University of Adelaide - Super Concepts
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.