THOMAS ROSARIO LA MELA

Financial Adviser ยท Double Bay, NSW

Registered

Registration Number

001250319

Registration Status

Registered

Location

Double Bay, NSW 2028

Providing Advice Since

2016

Registration Date

05/04/2018

Financial Services Licensee

THE PRINCIPAL EDGE PTY. LTD.

Licence #000225029

๐Ÿ“š Qualifications & Training

2006 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Western Australia
2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited
2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited
2018 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan Higher Education Pty Limited
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education

โ„น๏ธ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.