THOMAS ROUGHAN PICKETT-HEAPS
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1997 - Bachelor of Commerce - - University of Wollongong
2002 - Master of Commerce - - University of New South Wales
2005 - ADA Level 1 & 2 - - Kaplan
🏢 Professional Memberships
Stockbrokers and Investment Advisers Association (SIAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.