THOMAS RUTTER

Financial Adviser · Bedford, WA

Registered

Registration Number

001271604

Registration Status

Registered

Location

Bedford, WA 6052

Providing Advice Since

2018

Registration Date

30/07/2024

Financial Services Licensee

HAVANA FINANCIAL SERVICES PTY LTD

Licence #000500435

📚 Qualifications & Training

2011 - Bachelor of Arts - Business and Management - Bachelor Degree (AQF 7) - Leeds Metropolitan University
2018 - Diploma of Financial Planning (FNS50615) - Diploma (AQF 5) - Kaplan Professional
2024 - FPC008 - Investement Advice - Other - Kaplan Higher Education Pty Limited
2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.