THOMAS WEBER

Financial Adviser · Sydney, NSW

Registered

Registration Number

000414647

Registration Status

Registered

Location

Sydney, NSW 2000

Providing Advice Since

2011

Registration Date

05/08/2009

Financial Services Licensee

SHAW AND PARTNERS LIMITED

Licence #000236048

📚 Qualifications & Training

2010 - Securities and Managed Investments Accreditation Program - Certificate (AQF 1-4) - Deakin Prime/ Stockbrokers Association of Australia
2011 - Margin Lending Accreditation Program - Certificate (AQF 1-4) - Deakin Prime/ Stockbrokers Association of Australia
2011 - Professional Diploma in Stockbroking - Certificate (AQF 1-4) - Deakin Prime/ Stockbrokers Association of Australia
2011 - Superannuation Accreditation Program - Certificate (AQF 1-4) - Deakin Prime/ Stockbrokers Association of Australia
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Limited
2021 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.