THOMAS WILLIAM HICKS
Financial Adviser Ā· Adelaide, SA
š Qualifications & Training
2002 - Bachelor of Business - Administrative Management - Bachelor Degree (AQF 7) - University of South Australia
2008 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA
2010 - Margin Lending Accreditation Program - - Stockbrokers Association of Australia
2011 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers Association of Australia
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
š¢ Professional Memberships
Australian Institute of Company Directors (AICD)
ā¹ļø What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.