TOM GRAY
Financial Adviser Ā· Adelaide, SA
š Qualifications & Training
1990 - Bachelor of Business - Bachelor Degree (AQF 7) - South Australian Institute of Technology
2006 - The Securities & Derivatives Industry Association Accreditation Program - - Deakin University
2011 - Margin Lending and Geared Investments - - Kaplan
2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QT
ā¹ļø What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.