TOMMY LI
Financial Adviser · Kangaroo Point, QLD
📚 Qualifications & Training
2004 - Graduate Diploma in Accounting - Graduate Diploma (AQF 8) - Murdoch University
2016 - Chartered Accountant (CA) - Professional Designations - Chartered Accountants (CA)
2016 - Graduate Diploma (CA) - Graduate Diploma (AQF 8) - Chartered Accountants ANZ
2017 - Accountants Self Managed Superannuation Funds Package - Other - Kaplan Professional
2017 - FNS50615 Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional
2021 - FNS60415 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology (IIT)
2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
🏢 Professional Memberships
Chartered Accountants Australia and New Zealand (CA ANZ)
Financial Advice Association of Australia (FAAA)
National Tax and Accountants Association (NTAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.