TRACEY ANN FERGUSON
Financial Adviser · Maroochydore, QLD
📚 Qualifications & Training
2015 - Graduate Certificate in Business Administration - Graduate Certificate (AQF 8) - University of the Sunshine Coast
2018 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2021 - ASX Listed Products Accreditation Course (LPAC) - Other - LPAC Online
2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
Financial Advice Association of Australia (FAAA) - Certified Financial Planner
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.