TRACEY LOUISE ROBERTS
Financial Adviser · Tallai, QLD
📚 Qualifications & Training
2008 - Certificate IV Financial Services (Finance/Mortgage Broking) - Other - Origin HR Solutions
2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education
2012 - Margin Lending - Other - Kaplan
2012 - SMSF - Other - Kaplan
2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education
🏢 Professional Memberships
Finance Brokers Association of Australia (FBAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.