TRACEY NORRIS
Financial Adviser · Brisbane City, QLD
📚 Qualifications & Training
1991 - Bachelor of Commerce - Bachelor Degree (AQF 7) - James Cook University
2004 - Associate Diploma of Superannuation Management - - Macquarie Uni
2005 - Policy Statement 146 - - Quantum
2006 - Advanced Diploma of Financial Services (Superannuationi) - Advanced Diploma (AQF 6) - ASFA
2013 - Accredited SMSF Association Specialist Course - Other - CAANZ/UNSW
2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
2025 - Superannuation and Retirement Advice - Bridging Course - Regulation & Legal Obligations - Kaplan
🏢 Professional Memberships
Chartered Accountants Australia and New Zealand (CA ANZ)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.