TRACEY RICHARDS
Financial Adviser · Wiangaree, NSW
📚 Qualifications & Training
2005 - Master of Business Administration - - Southern Cross University (SCU)
2018 - Industry Standard Education - RG146 specialist knowledge - - Kaplan Professional
2019 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan
2020 - FASEA - Professional Designations - FASEA
2022 - Ethics - Bridging Course - Ethics - Kaplan
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.