TRACEY SHAMON
Financial Adviser · Liverpool, NSW
📚 Qualifications & Training
2002 - Bachelor of Applied Finance and Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Macquarie University
2003 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Limited
2004 - 8 unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia Limited
2010 - 5 unit CFP Certification Program - Other - Financial Planning Association of Australia Limited
2011 - Margin Lending and Geared Investments - Other - Kaplan Professional Education
2018 - Accredited Listed Product Adviser Program - Other - Kaplan Professional Education
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
Financial Planning Association (FPA) - Certified Financial Planner
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.