TRACY ANN FERGUSON

Financial Adviser · Sydney, NSW

Registered

Registration Number

001271391

Registration Status

Registered

Location

Sydney, NSW 2000

Providing Advice Since

2018

Registration Date

05/12/2018

Financial Services Licensee

NATIONAL AUSTRALIA BANK LIMITED

Licence #000230686

📚 Qualifications & Training

2016 - Diploma Financial Markets - - Australian Financial Markets Association
2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited

🏢 Professional Memberships

Australian Financial Markets Association

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.