TRACY LEE ASKEW
Financial Adviser · Surfers Paradise, QLD
📚 Qualifications & Training
2001 - Bachelor of International Finance - - Griffith University
2003 - ASX Level 1 & 2 Derivatives Accreditation - - Kaplan
2003 - SDIA PS146 Accreditation Program Assessment - - Deakin Prime
2014 - Superannuation & Retirement Planning - - Kaplan
2023 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
🏢 Professional Memberships
Association of Securities & Derivatives Advisers of Australia (ASDAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.